Charlotte, North Carolina Area
AUDIT AND ISSUES MANAGEMENT:
· Improved upon the issues management process by accounting for review timelines leading to timely upgrade and completion approvals by Audit and keeping CFT past due issues less than 2% of GT&O
· Coached application team response to FAST Audits resulting in fewer Audit identified issues for the organization
RISK ANALYTICS PLATFORM (RAP):
· Designed the Deliverable Tracking module for the RAP tool which enabled milestone-level tracking resulting in the ability to identify exceptions and outliers early on in the remediation timeline for appropriate escalation
RISK CONSULTATION AND REMEDIATION:
· Provided risk oversight and guidance for the organization including:
· Developing and implementing risk mitigation strategies
· Due diligence and compliance as per GIS defined policies, standards and controls
· Consulted on appropriate information security policy adoption for organization-wide remediation leading to significant risk and cost reduction. Remediation efforts included CFT applications complying with the following policies:
· Consistent logging and monitoring of security logs
· Centralized access request and management
· Alignment to bank recognized data retention codes and subsequent design of purge processes
RISK REPORTING:
· Designed and built reports for the organization's quarterly review with the Regulators (OCC & FRB)